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Investments

Through our affiliation with First Allied, we provide a wide range of diversified financial products. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Below is a detailed list of financial product offerings through First Allied.

Stocks

  • NYSE-listed stocks
  • NASDAQ over-the counter
  • All other major exchanges
  • Foreign stocks
  • Margin accounts
  • Investment banking
  • 144 and other restricted securities sales
  • Employee stock-option plans
  • Late-Stage Venture Capital

Cash Management

  • Daily sweep accounts
  • Money markets
  • Insured CDs
  • Online account access

Wealth/Money Management

  • Nationally Recognized Money Managers
  • Investment advisory
  • Fee only programs
  • National money management programs
  • Stability focused strategies
  • Growth strategies
  • Income strategies
  • Separately managed accounts
  • Independent manager search
  • Performance monitoring and reporting
  • Wrap-fee accounts
  • Asset allocation
  • Fee-in-lieu accounts
  • Outside managed accounts

Retirement Accounts

  • 401(k)
  • 403(b)
  • Defined Benefit Plans (Pension Plans)
  • IRAs
  • SEP/IRAs
  • Roth IRAs
  • Education IRAs
  • Simple IRAs
  • Money-purchase pension plan
  • Profit-sharing plan
  • 457 / deferred compensation plans
  • Nonqualified deferred compensation plans

Mutual Funds

  • Open-end funds
  • Closed-end funds
  • Dividend reinvestment
  • Exchange Traded Funds (ETF)

Unit Investment Trusts

Bonds

  • Corporate
  • Municipal
  • Government
  • Convertible
  • Zero coupon
  • CMOs
  • International

Government Securities

  • Treasury bills
  • Treasury bonds
  • Treasury notes
  • GNMA (Ginnie Mae)
  • FNMA (Fannie Mae)
  • FHLMC (Federal Home Loan Mortgage Corp)
  • TIPS

Options

  • All major exchanges

Insurance

  • Variable annuities
  • Fixed annuities
  • Equity indexed annuities
  • Term life
  • Variable life
  • Universal life
  • Whole life
  • Disability
  • Long-term care

Alternative Investments

  • REIT’s (Non-Traded Real Estate Investment Trusts)
  • REIT’s (Traded Real Estate Investment Trusts)
  • Equipment Financing Programs
  • Managed futures
  • Equity-linked notes
  • Oil & Gas Programs
  • Tax Credit Programs
  • Mortgage Funds
  • Hedge Funds
  • Late-Stage Venture Capital

... and more

To learn more about these services please call 800-480-8972 to schedule an appointment.